Mike Schwartz 7629 W Kristal Way Glendale AZ 85308 schwartz@acm.org Jan. 01, 2003 Dear Mr. Buckley, Just a picayune nit-pick about a side comment in "The Week" section of the NR/Dec 31, 2002 issue. It arrived the same day as my Federal and state Income Tax forms, to be filled out by April 15, 2003. The segment starting "Bush should start with [...] the payroll tax" caught my eye -- especially the aside that "exempting a portion of earnings introduces a progressive element to a rate that's been fixed [...]". There is some room for interpretation as to what should be called a "fixed" rate when talking about a tax like this. At least with regard to the employee-paid part of the "payroll tax", the money withheld, (and, in the minds of some taxpayers, deposited safely in some mythical lock box), has already been subjected to income tax. (Federal and -- in some cases -- state, and even local). Since the federal income tax, at least, has various brackets, it is fairly well settled, that it is considered "progressive". See Anecdote A. about how this makes the payroll tax [already] "progressive". Anecdote A. ----------- The late Ken Angeloff, (my first boss at the co. where I work) used to joke that, he would gladly relinquish all rights to [ever] collect any money from Social Security, after normal (or early, or any other) retirement age, if the IRS (well, Congress) would just allow him to "deduct", on Schedule A of his Form 1040, the money he was contributing to Social Security, as a donation to a non-profit organization. He had no "crystal ball" way of knowing that he would die before age 65, or even 62. He simply meant that, beyond resenting the money that the government was taking away from him in the form of payroll taxes, he also felt that it was outrageous that he was first being forced to pay income tax on that money -- even though those funds didn't seem much like "income" -- since they did not show up, as part of his "bottom line" paycheck amount. That is what Ken Angeloff used to say, only half in jest. The memory of that, (along with digesting some mathematical analysis by an economist, that I think I read -- probably in a magazine) got me thinking in terms of the relationship between the "top line" [gross salary] on a paycheck, and the "bottom line" [net pay, after taxes], -- as a function of the tax rates. In the case of payroll taxes, (let's just focus on the so-called "employee-paid" part, for now), I think the nominal rate is 7.65% (including Social Security and Medicare). But since those funds are subjected to Income Tax first (worrying just about Federal, for now) -- in some cases that nominal 7.65 cents, is being subtracted from a dollar that is already down to 0.85 or 0.72 due to Federal Income Tax. So it doesn't seem so "fixed rate", any more. What "they" may think of as 7.65 cents being taken out of a pretax dollar, (ignoring, for now, inflation, sales tax, and so on), is really more like 7.65 cents, being removed from an "after-tax" 0.85 or 0.72, (for example); so, to compute what I guess Ken Angeloff would have called the real "rate" of lockbox taxation, for purposes of this discussion, we have to express the 7.65 cents as a fraction of that "after [income] tax" amount. A trusty calculator (or, slide rule), indicates that this is more like 9% or 10.625% -- just for those two "example" tax brackets. Again, this is ignoring state and local income taxes, so your mileage may vary. But the point is, it's already not very flat, or even linear or affine. Ken Angeloff probably would have called it warped. Sorry this was so long. (it may be too long to print; maybe I will stick it on the WWW). I really enjoy your magazine -- including the good-natured quibbling under "Notes & Asides". With best wishes for a Happy New Year, Sincerely yours, Michael L. [Mike] Schwartz