Securities Regulators

Connecticut

Department of Banking
260 Constitution Plaza
Hartford, Connecticut 06103-1800
860/240-8230
860/240-8295 (fax)
http://www.state.ct.us/dob

Massachusetts

Secretary of the Commonwealth
Securities Division
One Ashburton Place, Room 1701
Boston, Massachusetts 02108
617/727-3548
617/248-0177 (fax)

Maine

Department of Professional &
Financial Regulation
Securities Division
121 State House Station
Augusta, Maine 04333-0121
207/624-8551
207/624-8590 (fax)

New Hampshire

Bureau of Securities Regulation
Department of State
State House, Annex - Room 317 A
25 Capital Street
Concord, New Hampshire 03301
603/271-1463
603/271-7933 (fax)

Department of Banking, Insurance, Securities
& Health Care Administration
Securities Division
89 Main Street, 2nd Floor
Montpelier, Vermont 05620

Mailing Address: 89 Main Street - Drawer 20
Montpelier, Vermont 05620-3101
802/828-3420
802/828-2896 (fax)
http://www.state.vt.us/bis

Other United States Regulators

All other Regulators